Job: 
Consultant
Location: 
Glasgow
Direct line: 
+44 (0)141 428 3341
Email: 
frank.doran@brodies.com
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Frank has for many years specialised in the financial regulation and investment fund sectors and regularly advises clients such as banks, asset managers and insurers on compliance with existing legislation and preparing for future developments. His area of expertise includes compliance with the FCA and PRA Rulebooks and legislation that affects companies in the sector such as FSMA, AIFMD, MiFID and EMIR His experience extends to the launch and distribution of a variety of investment and savings products. Frank also advises clients on dealing with enforcement investigations by the regulators.

In addition, Frank regularly advises on the establishment and marketing of investment funds including authorised funds, limited partnerships and LLPs.