Corporate Legal Updates & Commerical Insight

Dec

2018

Corporate

FCA proposes greater protection to retail customers in CFD market

The FCA published earlier this month, a Consultation Paper (CP18/38) which will seek to restrict further the availability of CFD products to retail customers. In the FCA’s view, too many customers for these types of products are losing money and it wants to build on the temporary product intervention powers introduced earlier by ESMA. The… Read more »

Posted by Frank Doran

On December 12, 2018

Dec

2018

Corporate

FCA directs EEA firms to make temporary permissions notifications

The FCA has published a direction stating that any EEA firm which currently carries on regulated activities in the UK under an EU passporting arrangement, and wishes to carry on passporting into the UK after Brexit, must notify the FCA or the relevant regulator under the temporary permissions regime (TPR). Once the TPR is in… Read more »

Posted by Louise Bell

On December 12, 2018

Dec

2018

Corporate

FCA – Cost Transparency Initiative

On 7 November the Financial Conduct Authority (FCA) launched the Cost Transparency Initiative (CTI). The CTI will take further the work already undertaken by the Institutional Disclosure Working Group (IDWG), aimed at improving cost transparency for UK institutional investors. The CTI will be supported by the Pensions and Lifetime Savings Association, Investment Association, and Local… Read more »

Posted by Louise Bell

On December 3, 2018

Dec

2018

Corporate

A Pensions Countdown to Christmas

With the countdown to Christmas now beginning in earnest, why not join us each day in December as we open our advent calendar of topical pensions facts. A great way to celebrate the festive season! Each day this month we will be posting a topical pensions fact for your enjoyment. If you’d like to discuss any of… Read more »

Posted by Jennifer Crawford

On December 1, 2018

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