Funds

The Financial conduct authority has updated its guidance for FCA solo regulated firms required to comply with the Senior Managers and Certification Regime, setting a deadline of 24 November 2019 for submission of “Form O” (for firms which want to upgrade to the enhanced category). Click here to access the revised guidance and here for our review  of the steps Asset Managers should now be taking in the countdown to the December commencement date.

 

Corporate and Commercial